The STAR Program in the Eastern District of New York

In the Courts

The STAR Program in the Eastern District of New York

By Andrew S. Harris

Andrew HarrisIn 2002, recognizing that addicts face a greater likelihood of recidivism because of their addiction, Senior Judge Charles P. Sifton in conjunction with the Eastern District of New York’s probation department, developed the Supervision Treatment and Re-entry (“STAR”) Program, a post-sentence judge-supervised program to offer offenders with addiction more assistance, stricter accountability and greater rewards for completing their supervision.  The goal of the STAR Program is to help offenders with drug and/or alcohol addiction to successfully complete supervision, maintain sobriety, and learn the skills to become productive members of society.  Although states have experimented with so-called “drug courts” since the early 1990s, the STAR Program was the first program like it in federal courts and has since been replicated around the country.

In 2004, Judge Sifton approached Judge Dora Irizarry about participating in the STAR Program.  As a former state court judge, Judge Irizarry was familiar with state drug courts and was eager to participate.  Judge Irizarry started with the Special Option Services Program (see the Dec./Jan./Feb. 2014 issue of the Federal Bar Council Quarterly) for 18-24 year olds who are intensively supervised and she then moved to preside over the STAR court.  Judge Irizarry still presides over the STAR Program which currently has about 40 participants.   I spoke with Judge Irizarry and other participants about the STAR Program and attended a monthly meeting of the STAR court to observe how the program works.

STAR Participants

Participants in STAR are offenders whose criminal behavior is a result of addiction.  Not all participants have committed drug offenses, but their crimes must be intertwined with their addiction, such as committing crimes to support their habit.   The participants are either on supervised release after finishing their sentences or have been allowed into the program as an alternative to imprisonment.  While the program was initially aimed at first time offenders, it was expanded to include repeat offenders. Similarly, the program has expanded to offer counseling and treatment for participants with non-severe mental health issues.  Sex offenders and those who have committed violent acts are precluded.

Potential participants may be identified by the Bureau of Prisons, the Department of Probation, their lawyers, or the judge who is handling their case.  Judge Irizarry asks her colleagues to refer potential candidates to her, and will read the presentencing report of those referred and talk to the assigned judge about the candidate.  Candidates are ultimately interviewed by Probation which drafts a report.   Senior U.S. Probation Officer Christopher Wodzinski of the U.S. Probation Department in the Eastern District of New York and Judge Irizarry determine who will be admitted.  Suitable candidates are those who seem capable of complying with treatment to overcome the drug and/or alcohol use that is at the root of their criminal behavior and thereby avoid becoming recidivists.

Once a candidate is deemed to be a good fit for the program, it is entirely up to the candidate whether or not to join.  If the candidate wants to enter the program, he or she must sign a contract.  This contract indicates that the STAR Program imposes more terms and conditions than standard supervised release, though these terms are individualized.  For example, a participant may be required to get a GED, or if the candidate already has a GED, to get vocational training or go to college.  The participant is likely to be obligated to attend drug treatment and some candidates may also receive psychological counseling.   The program has partnered with counseling providers such as Daytop Village, which offers Saturday group sessions and therapists for both individual and group counseling.  The group dynamic is often critical to participants who may not have a support network.

Graduated Sanctions

Whether due to the terms of their release or as a result of subsequent infractions, the participant may be subject to a curfew, home confinement, or even electronic monitoring.  Generally, participants face a series of graduated sanctions depending on the particular lapse. If a participant fails too many drug tests, he or she may have to obtain additional drug counseling and if that fails, enter residential drug treatment.  The participant’s contract provides that violations of the requirements of the program can lead to an increased term of supervision.  On the other hand, should the participants complete the requirements of the program and maintain their sobriety, they can get off of supervised release early.

Since the STAR Program requires the participants to have some sort of stable housing, a participant may have to stay in a halfway house if he or she has nowhere else to go.  Participants have to be employed unless excused for some reason such as health issues or intensive schooling, in which case they may have to do community service.  If a participant has outstanding debts, such as state court fines, or family court arrears, the participant has to try to pay these off.  Finally probation helps participants apply for relief of civil disability, to take away restrictions of felony convictions.

In terms of staffing, Judge Irizarry noted that a key component is the participation of Probation Services.  Like Judge Irizarry, probation officers work on the STAR Program in addition to their regular case load.  The probation officers may need to be available around the clock to speak with and perhaps visit with participants who need assistance.

Both Judge Irizarry and Probation Officer Wodzinski noted that is often difficult for participants to initially meet the requirements of the program.  Participants have often used drugs and alcohol since an early age, may never have had steady employment, and may have received little education.  Based on their life histories, participants may have little hope for the future and be at a low point in their lives when released.  Once in the program, the participants have to start getting up early in the morning to follow their customized daily schedule of work, education and counseling, which can prove challenging.  Officer Wodzinski said that he often gives new participants a date book to help them focus on meeting their schedules.

The STAR Program moves away from the standard way supervised release is handled, in which Probation handles the supervision and the judge only becomes involved when there is a problem such as violation of supervised release.   Instead, there are monthly court meetings before Judge Irizarry.  Those in the program are called “participants” not defendants, and they sit in the jury box until called.  For each participant, Officer Wodzinski gives an initial report as to what the participants have been doing and whether they are experiencing any difficulties.  When their case is on, participants sit in a chair facing the judge and have an opportunity to speak directly to the judge if they wish.  Several lawyers from the firm of Gibson Dunn were present, who provide pro bono legal assistance in housing, immigration and family court.

During the hearing I attended in which 11 participants were present, it was inspiring to see how probation and the Federal Defenders Office, which in other contexts may be antagonistic, attempt to work together for the benefit of the participants.  Officer Wodzinski and Federal Defender Len Kamdang, who represented the participants, emphasized how important a role Judge Irizarry played in the program. For many participants, she is the first authority figure who cares for them and believes in them, while reminding them, if necessary, that their behavior has consequences.

This caring attitude was evident during the hearing, as Judge Irizarry showed familiarity with each participant and skillfully gave the participants the proper mix of praise for what they did well, encouragement in facing obstacles, and reprimands if they did not live up to their requirements.  For example, Judge Irizarry offered encouragement to a participant who had failed her GED exam and asked that she not be too hard on herself but instead try again after taking tutoring.  Judge Irizarry showed that she understands addiction both on a general level and in terms of the individual challenges it poses, and the participants seemed to recognize and appreciate her insight.  It was also clear that the Court, Probation, and the Federal Defenders were all working together on behalf of the participants and trying to give them the tools they need to better themselves.

In the most difficult case during the hearing, Officer Wodzinski began by reporting that the participant was having difficulty maintaining sobriety, and was depressed but was failing to attend the counseling sessions that could help him.  Officer Wodzinski expressed concern about the participant and stated that if there was continued noncompliance, he would have to ask that the participant be remanded to custody.  Mr. Kamdang then noted that he had constant contact with the participant who he believed had not given up on either himself or the program and will do better if allowed to continue in the program.  Judge Irizarry then addressed the participant directly by first noting that she was disappointed in his behavior.  She told the participant that he had to show up at a half-way house the next morning or else she would issue a warrant for his arrest, which she stated that she did not want to do.  Judge Irizarry then spoke compassionately about how everyone present believed in the participant. While they were trying to help him, she noted, he needed to take responsibility as well. She expressed her hope that he would not force her hand.

If participants do 12 months in the STAR Program, are fully compliant with their obligations, including remaining sober for that period, they can graduate from the program and have their supervised release terminated.  The program has a graduation ceremony, in which Mr. Wodzinski reviews each graduate’s accomplishments and reports what they are up to.  Those working in the program told me that they can see the end results in terms of how the participants have pride in themselves and what they accomplished, whether it is schooling, employment and/or reuniting with family members.  Graduates from the program often seek to “pay it back” by offering support to those in the program by, for example, helping them find jobs.

Reducing Recidivism

While the program appears to be a success in reducing recidivism and helping participants turn their lives around, it is struggling to maintain funding.  For example, the program lost Second Chance Act funding, which paid for vocational training programs.  Probation confirms that STAR has reduced recidivism and saves money in terms of incarceration costs and supervision by Probation.  Judge Irizarry has conservatively estimated that since its inception, the STAR court has saved $1,302,608.98 in incarceration costs.

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“Striking Out” with Miles, Inspired by 
Darrow, and Advice from Spock

Personal History

“Striking Out” with Miles, Inspired by 
Darrow, and Advice from Spock

By Pete Eikenberry

EikenberrySue and I married young at 21 and 24 and our first child David was conceived in that wonderful first year of our marriage.  The wedding in Ridgefield, Connecticut, on August 30, 1958 was on my father’s 55th birthday.  It was small with just family, a few of Sue’s family’s friends from Ridgefield and my high school classmate Bill Willis as best man.  We honeymooned for a weekend at Old Mystic and ate our first meal at the Red Barn.  Afterwards, we flew from New York to Columbus to take jobs with me gawking out the window (one of my first airplane flights.)  We started work the day after Labor Day, with Sue working at an experimental home for disturbed children, and I teaching a class of 12 teenage boys with IQs under 50.  I loved those boys and remember their names and the experiences with each.

We lived in an efficiency apartment with a Murphy bed in the living room and a tiny dining space and kitchen.  Sue’s grandmother “Momo” gave us a card table, two lawn chairs, and two “candy store” chairs, with a green wooden box our only furniture aside from the bed.  I built bookshelves and we subscribed to the Saturday Review of Literature, the Reporter and the Atlantic Monthly or Harpers.  The apartment building on Neil Avenue in Columbus had eight identical apartments – four on top of four; the outer four were occupied by four different spinster ladies and the middle four by recent graduates from OSU.  My fraternity brother, Chuck, and his wife Mary Ellen (“M.E.”) Angeletti were our next door neighbors on the top floor.  Chuck was a jazz trumpet player.  Their wedding had preceded ours by one week and the reception was held at the Club Gloria – a large nightclub where Chuck played five hours a night as a part of the OSU jazz band.

The Call

Once or twice a month, there was some great band or group in Columbus and we always went with Chuck and M.E.  We saw Duke Ellington, Count Basie, the Miles Davis Quintet, and Billy Eckstein and Sarah Vaughan, necking in front of one of the bands as they sang.  I talked to Cannonball Adderley on a smoke break asking if Miles’ group would play at our school, and he gave me a matchbook with Miles’ rooming house telephone number.  I called him and made my pitch but after hesitating, he said, “Nahhh … I don’t think they’d dig it.”

Sue and I particularly got a kick out of jazz singer Nancy Wilson singing her signature song, “Guess Who I Saw Today,” about an unfaithful lover, while Nancy looked to be eight months pregnant.  An artist, Georgie Rapkin, also lived in the apartment house.  She painted a full length portrait of Sue in a yellow rain slicker that Georgie entitled the “Maverick.”  About seven or eight years ago I got Georgie’s contact information from Chuck to try to buy the painting but Georgie did not remember Sue, me, or the painting.

On Labor Day weekend in 1959, we left Columbus after one year for Canton, Ohio, where I had been hired into a training program at Republic Steel.  We lived on the 3,000 block of West Tuscarawas, a major street where Canton guys usually “burned rubber” at the traffic light in front of our apartment house.  We painted the apartment and awaited our first child’s arrival and were pretty lonely.  We joined the Great Books Club at the library, where the Democratic leader of Stark County, Robert Griffin, gave a talk on Clarence Darrow.  I told him that I had just read a bio of Darrow and said that I had always wanted to go to law school.  He said, “Why don’t you?”  At that moment, I decided to go.  (It is pretty remarkable that just four years later, after Labor Day 1963, I was hired by White & Case to start in January 1964.)

Pop Eikenberry

Mid-January we traveled to Columbus for David to be born, but he failed to cooperate and we returned to Canton after the weekend.  I remember overhearing one of the interns remark, “Are we going to pop Eikenberry tonight?” but they did not.  We went out for dinner after and returned to Canton without me paying the bill.  We returned next weekend and Sue was properly “popped.”  (I then paid the restaurant tab.)  I had a long wait in the hospital dining room.  The doctors brought David out for me to see within seconds after his birth with blood smudges over much of his body, but he looked healthy and happy.

Because of a doctor’s advice, we were not feeding him enough and he cried every night around dinner until the doctor gave us some purple pills and we at last could enjoy our meal.  Then we bought Dr. Spock, the bible for babies in those days, and it turns out that we were just starving him.  Once we fed him more, he was a lot happier at dinnertime.  After about a year, the steel industry had overstocked in anticipation of a strike but the government used the Taft-Hartley law to enjoin it.  With no strike and an oversupply, the steel business “went to hell” and I was laid off.

Back to Columbus we went.  I taught school again and got my grades up at night to get into law school.  One year later, after Labor Day, I started law school.  Sue and I left David with Momo every day, and Sue looked very good driving off to work in our sporty little black Saab to be visiting teacher at the school for developmentally disabled children where I had taught.  We lived again on Neil Avenue in a duplex apartment across from a gas station.  It was hard to put David into shorts because he contended that the guys at the gas station did not wear shorts.  He could eat three hotdogs.  When we gave him watermelon, we took off all of his clothing and he just ate watermelon naked until his belly looked to break.  (David and Momo bonded strongly and it broke my heart to leave her behind in Columbus.)  All my buddies in law school knew David well, and when I played basketball with them, he cried – apparently in fear that I would be hurt.  After two years of law school, Douglas was born and David’s tour of only childhood ended.

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From the President

From the President

Honoring Justice Marshall and His Inspiration for Pro Bono Service

By Robert J. Anello

AnelloThis year while we celebrate the fiftieth anniversary of the Fed­eral Bar Foundation, and its com­mitment to the administration of justice and the study of law, the Federal Bar Council is planning the inaugural presentation of the Thurgood Marshall Award for Ex­ceptional Pro Bono Service. The award in Justice Marshall’s name is being established by the Federal Bar Council to encourage attor­neys and their firms to devote time to pro bono work. The award will recognize lawyers who have gone above and beyond in making an extraordinary contribution in the area of pro bono service. Named after perhaps the most inspiration­al of service-minded jurists, the Thurgood Marshall Award for Ex­ceptional Pro Bono Service distin­guishes those attorneys who per­sistently dedicate time to meet the needs of vulnerable communities, have a vision for creative ways in which to provide pro bono ser­vice, and inspire and mentor fel­low lawyers to volunteer their pro­fessional expertise to help others.

The Federal Bar Council did not act lightly in invoking Justice Marshall’s name for this purpose. Instead, we hoped to set this pro bono award apart from others be­stowed in our field by embracing the path blazed by the Supreme Court’s 96th justice, its first Afri­can-American justice, and one of the Second Circuit’s own. Justice Marshall had a close association with our organization. During his tenure on the nation’s high­est court, where he was the Cir­cuit Justice of the Second Circuit, Thurgood Marshall attended nu­merous Federal Bar Council Win­ter Bench and Bar Conferences.

The award in Justice Marshall’s name is being established by the Federal Bar Council to encourage attorneys and their firms to devote time to pro bono work.

Early Career

Thurgood Marshall spent his early career working for the public good as head of the Legal Defense and Education Fund of the NAACP. He held this posi­tion at a time when the NAACP was held in low regard by some. He earned a meager living and juggled hundreds of cases while traveling to areas of the country that did not welcome a black man advocating for civil rights. De­spite countless roadblocks that would discourage even the hearti­est among us, Thurgood Marshall deployed the Constitution to tear down the notion of “separate but equal,” amassing a near flawless record before the Supreme Court, including the landmark decision in Brown vs. Board of Education.

Working with other future federal judges Constance Baker Motley and Robert C. Carter, Justice Marshall used the legal system to dismantle government-sanctioned discrimination. The Supreme Court’s holding 60 years ago in Brown v. Board of Education declaring unconstitu­tional state laws that established separate public education for black and white students paved the way for integration. Just as this decision inspired and buoyed the civil rights movement, Justice Marshall’s efforts have inspired countless other attorneys to pub­lic service and pro bono work.

A Second Circuit Judge

In 1961, President John F. Kennedy named Thurgood Mar­shall to the U.S. Court of Appeals for the Second Circuit. Justice Marshall endured a year-long confirmation process during which his credentials and intel­lect were challenged by South­ern senators. Standing firm in the face of these attacks, Justice Marshall went on to serve as a Second Circuit Judge for four years, issuing more than 100 de­cisions – none of which ever was reversed by the Supreme Court. His colleague on the Second Cir­cuit, Judge Irving R. Kaufman, once stated that Marshall’s opin­ions “bore eloquent testimony to his concern for the dignity and inviolability of the individual.” (Charles L. Zelden, “Thurgood Marshall: Race, Rights, and the Struggle for a More Perfect Union,” Routledge (2013).)

On the Supreme Court

After later serving as the So­licitor General for two years under President Lyndon B. Johnson, dur­ing which time he won 14 of the 19 cases argued before the High Court, Thurgood Marshall was nominated in 1967 to serve on the

U.S. Supreme Court by President Johnson. During his tenure on the Court, Justice Marshall continued to advocate for those without a voice, insisting that the Constitu­tion be applied equally to all citi­zens regardless of race, gender, or socio-economic status. Birthed in the era of racial discrimination, Marshall’s sensitivity to and work on behalf of individual rights is unparalleled.

The FBC’s Marshall Award

With great pride the Federal Bar Council annually will pres­ent the Thurgood Marshall Award for Exceptional Pro Bono Service to recognize lawyers in private practice who demonstrate exem­plary commitment to pro bono legal services, and who provide or facilitate the provision of pro bono services in federal courts or agencies within the Second Circuit. We look forward to cel­ebrating and supporting the con­tinued service to those in need by lawyers practicing within the Second Circuit in the same vein championed by Justice Thurgood Marshall so many years ago.

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Frank Wohl Receives Whitney North Seymour Award

From the Editor

Frank Wohl Receives Whitney North Seymour Award

By Bennette D. Kramer

kramerIn February at the Federal Bar Council’s Winter Bar and Bench Conference in Costa Rica, Frank Wohl received the Whitney North Seymour Award for excellence in public service by a private practi­tioner. Frank, in his understated and unassuming way, explained how he started his first public service experience: He just had graduated from law school and was about to be drafted so he joined the Navy Judge Advocate General’s Corps. In his first post­ing as a JAG officer, Frank was counsel for servicemen who ap­peared before a physical evalu­ation board set up to determine whether a sailor or marine was fit for duty after an injury or the ex­tent to which that serviceman was disabled. Most of Frank’s clients were clearly unfit for duty, but one stood out.

A Marine Corps pilot named Ben had lost an eye while pilot­ing a helicopter during a me­divac mission. Ben wanted to challenge findings that he was unfit for duty despite the Marine Corps’ eyesight requirement. In addition, he wanted to continue to fly. The two marine officers on the reviewing board overruled the board chair’s denial of a hear­ing after Frank asked that Ben be allowed to testify as to why he was a better pilot with one eye than most other pilots with two.

Ben’s Testimony

In his testimony, Ben de­scribed his medivac mission in Vietnam and how they had come under fire as they were trying to load wounded Marines aboard the helicopter. Ben was hit in the face and he could not see through all the blood. His co-pilot was incapacitated, so Ben broke the glass on the gauges and flew the helicopter by feeling the needles. His wingman in another heli­copter talked him to a base and down to make the landing. Navy surgeons were able to save one of his eyes. The helicopter had taken over 500 hits.

The two Marine officers out­voted the chairman and found Ben fit for duty. The chairman told Frank the ruling would be reversed by a reviewing board. It was not. And when Frank Googled “one­eyed Marine Corps pilot” just before attending the Winter Meet­ing, he found that Ben Cascio had become a Marine Corps legend who had flown for the Marine Corps for one more year, retiring in 1969. For Frank, Ben’s story defines public service and the hu­manity the law is capable of.

The Rest of the Story…

Following Frank’s return from Costa Rica, he reached out to Ben Cascio. Here is the rest of the story from Frank:

In my speech at the Winter Bench and Bar, I talked about my most inspiring client, Ma­rine Corps Captain Ben Cas­cio, known in Marine Corps legend as The One-Eyed Ugly Angel because of his more than 850 combat missions in Vietnam, including his heli­copter medivac rescue of eight wounded Marines on the night of April 30, 1968, in which he lost an eye and piloted his heli­copter from a firefight to safe­ty while quite literally blind from having been shot in the face. It was my privilege as a Navy JAG officer to represent Ben before a Physical Evalua­tion Board, in 1969, after his recuperation from his wounds, and help him be found fit for duty so that he could stay in the Marine Corps.

After my speech, several Fed­eral Bar Council members sug­gested that I try to find out what happened to Ben, whom I had not seen or spoken to in 45 years. With the help of Google, I quickly located Ben and found that he is, of all things, a lawyer practicing real estate law in New Jersey.

Last month, Lisa and I had a delightful dinner with Ben and his wife, Ailene, and his Ford-ham Law School classmates and good friends Chief Judge Loretta Preska and Tom Kavaler. At the dinner, Ben presented me with a wonderful framed photograph of the World Trade Center taken two weeks before 9/11 from a restored Marine Corp 1951 L-17 propeller plane piloted by (who else?) Ben himself. Further research discloses that Ben’s Marine Corps exploits, for which he received the Silver Star and the Distinguished Flying Cross, have been featured in the book “The Magnificent Bastards” by Keith Nolan and the Discovery Channel documentary, “Marine Helicopter Heroes.” In 2000, he was inducted into the New Jersey Aviation Hall of Fame. Ben’s per­sonal résumé describes him as a “World Traveler, Bon Vivant, Ra­conteur, Master Gourmand, and Singer of Bawdy Songs.”

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The Federal Bar Foundation Turns 50

FBC News

The Federal Bar Foundation Turns 50

By Thomas E. Bezanson

xThomas_E_Bezanson.jpg.pagespeed.ic.caOFZ_8GiLOn June 19, 1964, a group of public spirited lawyers filed the Certificate of Incorporation of the Foundation of the Federal Bar As­sociation of New York, New Jer­sey and Connecticut, Inc., which later became the Foundation of the Federal Bar Council, Inc., and in 1991 the Federal Bar Founda­tion of familiar name today. This June, Thursday the 19th, is auspi­cious as it marks the Foundation’s fiftieth anniversary and the begin­ning of the next 50 years of ser­vice to our legal community.

The Court Visits Program

Thanks to the generosity of its contributors, the Federal Bar Foundation has been able to sup­port the Federal Court Visits Pro­gram administered by the Justice Resource Center through which nearly 4,000 middle and high school students have been able to observe courts in session, tour the courthouse, and meet with a fed­eral judge. The Foundation also has been able to grant financial support to student interns benefit­ting from the U.S. Attorneys’ Of­fices Student Internship Program. The Foundation’s marking of its fiftieth anniversary by celebrat­ing access to the courts reflects its enthusiasm for these programs and forward looking hopes to ex­pand upon them.

The Foundation, working with the Federal Bar Council, also sup­ports many continuing legal edu­cation programs throughout the year, including those of the Fall Bench and Bar Retreat and Winter Bench and Bar Conference of the Council and law clerk video con­ferences, most recently focusing on 42 U.S.C. § 1983 litigations, which was attended by 94 law clerks in 12 locations in every dis­trict of the Second Circuit.

In preparation for presenta­tion later this year is “Court­houses of the Second Circuit,” a book surveying the architecture and history of these courthouses through photographs, landmark cases, and interesting personali­ties who brought the law to life in those precincts.

So too, we look forward to op­portunities to support the expand­ing, innovative work of the Fed­eral Bar Council’s Public Service Committee, which was excellent­ly described in the last issue of the Federal Bar Council Quarterly in an article by Lewis Liman and Da­vid Olinenstein. In sum, this com­mittee has worked to support the Second Circuit’s courts and has advanced the causes of expanding access to justice, providing coun­sel for immigrant litigants and other pro se litigants, and provid­ing practical CLE training.

All of this is made possible by the generosity of the Founda­tion’s contributors. Through the alchemy of philanthropy, they were able to convert money into programs that bring concrete ben­efits to so many. In recent years, the Foundation has received suf­ficient, or sometimes nearly suf­ficient, annual contributions to support its programs. About one half of the contributions come from only 20 donors, so there is encouraging room for growth. As noted above, expanding access to the courts and providing advice to litigants in need of assistance are high priorities and are in keeping with our shared commitment to lawyerly public service.

The fiftieth anniversary of the Foundation is an occasion to re­flect with pride upon its accom­plishments, but, more important­ly, to look forward to vigorous years of service to come.

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The U.S. Custom House at Bowling Green

Legal History

The U.S. Custom House at Bowling Green

By Steven Flanders

The Custom House at the foot of Manhattan is one of New York’s most distinguished works of architecture. But from its ori­gins in 1899 all the way to the present, nothing in its history has been simple. Designed by Cass Gilbert, an unknown provincial architect at the time, the Custom House essentially established the reputation of the architect who created our Thurgood Marshall Courthouse as well as the U. S. Supreme Court building, and was described by The New York Times when he got the Foley Square con­tract as the most important archi­tect working in America. But the magnificent Custom House fell upon evil days when the World Trade Center went up 70 years later, and faced multiple uncer­tainties before the curious com­promise was reached that led to its present uses: It is shared by the most unlikely possible pairing, of the U.S. Bankruptcy Court for the Southern District of New York and the National Museum of the American Indian.

The Tarsney Act

The Custom House was the first federal building created un­der the Tarsney Act, an 1893 “reform” that had been urged upon Congress for decades by the American Institute of Archi­tects, among others. Essentially all federal construction up to that time had been designed by the Supervising Architect of the Treasury, so the role (and oppor­tunity for government business) for private architects was mini­mal. Though today the work of that office is regarded fondly (I urge well-traveled litigators to re­call the magnificent 19th century federal courthouses in Milwau­kee and Indianapolis, among oth­ers, as examples), the argument of the day was that the work of those government hacks should be enriched through competitions that brought in top firms.

The Custom House at the foot of Man­hattan is one of New York’s most distin­guished works of architecture. But from its origins in 1899 all the way to the present, noth­ing in its history has been simple.

The prospect of a much-ex­panded Manhattan Custom House was the ultimate prize. Though Democratic President Grover Cleveland had permitted his Treasury Secretary to ignore the Tarsney Act, President McKinley implemented it, in New York and elsewhere. The Customs Service of that day was the prime source of government revenue, exceed­ing 50 percent, and most of that came through the Manhattan of­fice. The “short” list of competi­tors included 15 from New York, two each from Boston and Chica­go, and a lone outlier, Cass Gilbert from St. Paul, Minnesota. Know­ing that the Customs Service had an all-but-unlimited budget for this landmark project – in an amusing bureaucratic quirk of the day, the Customs Service expens­es, including real estate, came off the top; revenues went to the Trea­sury after expenses were deduct­ed – Gilbert created a monument with a monumental and expensive sculpture and mural program.

Gilbert’s selection created a “Manhattan firestorm.” Senator Platt, probably the most power­ful man on Capitol Hill of the day, charged off to the White House to object to the choice of this provin­cial over such distinguished New York competitors as co-finalist Carrère and Hastings. But Gil­bert had a bit of help. His for­mer partner James Knox Taylor was McKinley’s Supervising Ar­chitect, in charge now of imple­menting the Tarsney Act. Though Taylor did not vote on the final selection, he did advise Gilbert at several points along the way. And another unknown Midwest­ern “provincial,” Thomas Kim­ball of Omaha, known to Gilbert but to none of the others among the 20 finalists, was a member of the three-man committee. A huge lobbying effort began on all sides, Gilbert spending some $5,000 – a considerable sum in those days – on legal fees. In the end, President McKinley and Treasury Secretary Lyman Gage were unwilling to upend this first implementation of the Tarsney Act, and we all are the beneficiaries.

A Great Building

The late Paul Spencer Byard, architect and preservationist, de­scribed the Custom House (after noting that some of Gilbert’s com­petitors for this job perhaps were better than he was): “The Custom House is a great building, rich, compact, with an almost anatomi­cal fitness of its plan to its purpose

– a representation in the nation’s greatest seaport, of the fecundity of its wealth, the showering coin of customs collections that entered its front door and begat the capac­ity of the federal government to push and steer the growth of the nation.” The mural program and especially the Daniel Chester French sculptures of the continents that guard the entrance are the ul­timate monument to American imperialism, created just as victo­ry was achieved in our “splendid little war” against Spain. Profes­sor Geoffrey Blodgett said, “The War turned the Caribbean into an American lake and broke open the Asian rim of the Pacific to Ameri­can commerce. American power now was not only global but self-conscious and assertive. Of all the memorials to the mood of that war and its momentous consequences, the Custom House can be regard­ed as the most compelling.”

The Custom House served its intended purpose for nearly 70 years. Some complained of the in­cessant clattering of the typewrit­ers in the huge Rotunda, where duties were actually calculated and receipts issued, but perhaps this was the price of prosperity. Gilbert had left the mural open­ings in that space blank; they were filled under the WPA by the more modern Reginald Marsh murals we see today. They portray the busy seaport, and such events as an arriving Marlene Dietrich hold­ing court before the adoring press. But for whatever reason, perhaps in part because Beaux-Arts Classi­cism became thoroughly fusty and out of style, the Custom Service removed to the World Trade Cen­ter in the 1970s, leaving the build­ing vacant, unused, and mostly unloved. It came close to demo­lition a couple of times before Brendan Gill and others mounted a determined effort to preserve it. Congress appropriated funds to stabilize and renew the build­ing, and the judiciary in the early 1980s developed plans to move the bankruptcy court from grossly inadequate quarters on the second floor at Foley Square to Bowling Green.

That plan nearly came en­tirely unglued as a result of wholly unexpected and improb­able events. David Rockefeller, a sort of neighbor as head of the Chase Manhattan Bank, had long regretted the seeming abandon­ment of the Custom House, a der­elict relic at one of New York’s most prominent locations. At a White House dinner he urged President Ronald Reagan to offer this architectural orphan – as far as he knew – to the impecunious Museum of the Heye Foundation, whose magnificent collection of Indian artifacts languished in what had seemed an inaccessible location uptown. Observing that when the Heye Foundation had mounted a temporary exhibit at the Custom House, it drew more visitors in a few weeks’ time than its 155th Street museum did in a year, Mr. Rockefeller persuaded President Reagan that a gift to the Foundation was the answer.

The Senators Act

It is not easy to correct or modify an action of the President of the United States. Thankfully, Senators Daniel Patrick Moyni­han and Alfonse D’Amato, work­ing together, were up to the task. Following a hearing over which they presided jointly, the present compromise was worked out. The bankruptcy court occupies the top floors, and its spaces are accessed via the ground floor doors that lead to the elevators. The grand entrance that leads to the rotunda and the intended public spaces, truly a natural for a museum, are the New York outpost of the Na­tional Museum of the American Indian, whose headquarters now occupy a major new building on the Mall in Washington. The courts and the museum have been comfortable neighbors now for more than 20 years.

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At Winter Meeting in Costa Rica, Frank Wohl Receives Whitney North Seymour Award

Developments

At Winter Meeting in Costa Rica, Frank Wohl Receives Whitney North Seymour Award

By Bennette D. Kramer and Steven M. Edwards

kramerThedwardse Federal Bar Council held its annual Winter Bench and Bar Conference at the Four Sea­sons Resort Costa Rica at Penin­sula Papagayo from February 8 through February 15, 2014. Shei­la Boston chaired the meetingand Second Circuit Judge Rose­mary Pooler headed the planning committee. Former Federal Bar Council President Frank Wohl received the Whitney North Sey­mour Award for public service by a private practitioner. There were programs on government surveil­lance, exoneration, class actions, asset forfeiture, the Supreme Court, copyright law, legal ethics, and the Voting Rights Act.

Government Surveillance

Judge Vanessa L. Bryant of the District of Connecticut mod­erated a program on the various government intelligence gather­ing practices. Judge Bryant be­gan by asking whether we were heading toward an Orwellian dystopia or a safer world.

Panel member Harriet Pearson of Hogan Lovells discussed Ed­ward Snowden and the troubling ease with which someone working for a contractor for a few weeks could take and share so much ma­terial with the press. Also, Pear­son described the programs that authorized the government collec­tion of information and the type of data that has been collected. She said that in addition to creat­ing a public outcry two additional impacts have resulted from the disclosures: (1) U.S. businesses abroad – particularly telecommu­nications and intelligence agen­cies – face a more hostile environ­ment, and (2) a vigorous public debate began about how to control the use of data.

Mark Rosen of Mark B. Rosen, Esquire, P.C., explained the statutory framework for data collection and said that oversight was provided through reports to Congress and the FISA Court.

Kevin O’Connor from United Technologies Corp., explaining the government position on the surveillance, said that there was no debate about the sufficiency of oversight, but maybe the qual­ity was not quite what it should be. The extent of the surveillance was not a secret to the President, the FISA court, or many in Con­gress who received many reports. Steven Hyman of McLaughlin & Stern explained the conflicting case law on the application of the Fourth Amendment to the gather­ing of data.

The panel had a lively discus­sion about the perils of living in the era of big data and the extent an expectation of privacy for the data we transmit and store in the cloud is realistic. The Fourth Amendment only applies to the collection of data by the gov­ernment from its citizens. The panel finished with a discussion of President Obama’s speech and promised review of the govern­ment’s surveillance program and what would provide a fix to gov­ernment overreaching.

Exoneration

Judge Ronnie Abrams of the Southern District of New York moderated a panel on exonera­tion – i.e., the extent to which people accused of crimes and sentenced to jail are later found to be innocent. The program began with excerpts from the play, “The Exonerated,” featuring a cast of characters that included (in order of appearance) Jerome Robinson, Rita Warner, Julie Anello, Hallie Levin, Mark Zauderer, Ken War­ner, Steve Marshall, Pete Eiken­berry, Eliot Long, Eric Franz, Mi­chael Patrick, Miya Matsumoto Lee, and Sandy Samberg. The play is comprised of a series of gripping vignettes based on true stories of people who were sen­tenced to lengthy prison terms, and in some cases to death, for crimes they did not commit.

In a discussion after the play, Judge Abrams noted that there is a National Registry of Exonera­tions that includes 1,800 exon­erations. Panelist Glenn Garber, who has worked with the Inno­cence Project, observed that 25 percent to 33 percent of exonera­tions involve situations where an eye-witness identification was mistaken, and 25 percent of ex­onerations based on DNA tests involve convictions based on false confessions. Manhattan District Attorney Cyrus Vance said that there is greater aware­ness today of individuals who are convicted of crimes they did not commit, and he described the work of his office’s Conviction Integrity Unit, which focuses on post-conviction review as well as checklists that must be fol­lowed from the outset during a prosecution in an effort to avoid mistakes. Panelist Chris Jensen of Cowan Liebowitz & Latman described his work on behalf of Edward Lee Elmore, a death row inmate in South Carolina, whom Jensen represented for 20 years through numerous trials and ap-

There were programs on govern­ment surveillance, exoneration, class actions, asset for­feiture, the Supreme Court, copyright law, legal ethics, and the Voting Rights Act.

peals before finally obtaining his release as a result of a decision by the Fourth Circuit that found that Elmore had been denied effective assistance of counsel. For that effort, Jensen received the Thur­good Marshall Award from the City Bar.

Class Actions and Aggregate Litigation

Led by Second Circuit Judge Raymond J. Lohier, Jr., a panel discussed the latest developments in class actions. Professor Myr­iam E. Gilles of Cardozo Law School presented a primer on class action law, noting that the most important issues in damage actions under Rule 23(b)(3) are predominance and superiority. While the law is somewhat com­plex, John Beisner of Skadden, Arps, Slate, Meagher & Flom suggested that it basically comes down to fairness – will class cer­tification be fair both to the de­fendants and to the members of the class, who could be bound by an adverse decision over which they have little control. Analyz­ing some of the most important recent Supreme Court decisions, Beisner expressed the view that Wal-Mart v. Dukes is important to defendants because the Court refused to certify a class in an employment discrimination case under Rule 23(a) – where the re­quirements are supposedly easier to satisfy than Rule 23(b) – ab­sent persuasive proof of a class wide discriminatory policy. The Court’s recent decision in Amgen, on the other hand, is important for plaintiffs because the Court ruled that they do not have to prove ma­teriality in a securities case at the class certification stage. Comcast v. Behrend, however, was a de­fense victory because the Court suggested for the first time that a plaintiff must establish that it can prove damages as well as liability through common proof.

Gregory Arenson of Kaplan Fox & Kilsheimer observed that there is a tension between Amgen and Comcast over how deeply a court must delve into the merits on class certification. The pan­el also discussed the Supreme Court’s recent decision in Ameri­can Express v. Italian Colors, where the Court made it clear that arbitration clauses that bar class actions will be enforced. In addition, the panel discussed the issues in Haliburton, argued this term, where the Supreme Court will consider whether to do away with the fraud on the market the­ory used in securities cases.

Asset Forfeiture

Judge Alison J. Nathan of the Southern District of New York led a panel discussion of vari­ous issues related to asset forfei­ture in criminal and civil cases. Judge Nathan stated that since 2006 in the Southern District of New York asset forfeitures have resulted in $8.5 billion in forfeited assets with $6 billion returned to victims. Sharon Co­hen Levin, Chief of the Asset Forfeiture Unit in the Criminal Division of the Southern Dis­trict U.S. Attorney’s Office since 1996, described the structure of the forfeiture program. She dis­cussed the difference between civil or in rem and criminal for­feiture, the government’s ability to restrain assets pre-trial, the re­straint of assets outside the U.S., procedures for forfeiture in both criminal and in rem cases, and how the U.S. Marshals dispose of the property and what hap­pens to the proceeds. The pur­pose of forfeiture is to take the profit out of crime.

Next, New York County Dis­trict Attorney Cyrus Vance talk­ed about the close cooperation between the federal and state au­thorities and the differences be­tween federal and state law for­feiture procedure. First, under the state forfeiture statutes the

D.A. must file a civil action apart from the criminal action with a different judge, whereas in fed­eral court the forfeiture demand may be part of an indictment and is heard by the same judge. Sec­ond, the D.A. may seize traced substitute assets pre-conviction, but federal prosecutors may not. Third, federal prosecutors may seize out-of-state assets, while the D.A. may not. The D.A.’s office works with federal pros­ecutors to attach out-of-state as­sets. D.A. Vance said that the theory underlying forfeiture was to penalize people who commit crimes and thereby deter future criminal activity and to make victims whole.

Scott Morvillo of Morvillo LLP, representing the defense position, stated that forfeiture is heavily skewed in favor of the government. The process al­lows the government to freeze assets at the beginning of a case, including monies that could be used for attorney’s fees. De­fendants are therefore deprived of the means to hire defense at­torneys. Cohen Levin countered that it was not in the govern­ment’s interest to deprive defen­dants from hiring lawyers and that the U.S. Attorney’s Office was flexible in its approach to money for attorneys, but its un­derlying policy was that victims come first. The government uses forfeiture tools to make sure that funds are available for restitu­tion to victims. If there is not sufficient money available for restitution, forfeited money will be applied to restitution as part of the forfeiture order.

Panel members then present­ed and discussed a hypothetical to illustrate some of the forfeiture issues.

Supreme Court Review

For the second year in a row, Neal Katyal of Hogan Lovells and Kannon Shanmugam of Wil­liams & Connolly discussed the upcoming term of the Supreme Court. The panel was chaired by Second Circuit Judge Rosemary

S. Pooler. Katyal noted that the Court will decide 70 cases this term, and most of them come from the Ninth and Eleventh Cir­cuits. Katyal pointed out that the Sixth Circuit is the most reversed circuit, having had its decisions rejected by the Court 24 out of the last 25 times. Shanmugam described the Court’s docket as the “year of the sequel,” with cases revisiting prior decisions on affirmative action, fraud on the market, and cellphone servic­es. He also observed that while the circuits are moving in a more liberal direction, there should be no profound changes in the lean­ings of the Supreme Court.

Taking a cue from the Acad­emy Awards, the panel dubbed United States v. Bond “the case most likely to be optioned by Lifetime.” That case involves the prosecution of a woman under the statute enabling the Chemical Weapons Treaty for poisoning a friend who was having an affair with her husband. The question is whether the defendant has stand­ing to challenge the statute under the Tenth Amendment because it infringes on powers reserved for the states.

Riley v. California was chris­tened “Best Picture” by the panel.

In that case, the police searched a suspect’s cellphone without a warrant after an arrest. The police were concerned that the contents of the cellphone might be wiped clean, but the cellphone also con­tained an enormous amount of personal information, implicating the right to privacy. Katyal pre­dicted that the Court may impose some limitations in this area, not­ing that privacy is not necessar­ily a left versus right issue among the justices of the Court.

The panelists suggested that Haliburton, in which the Court is revisiting the fraud on the market theory, and Schuette, which in­volves affirmative action, should tie for the award of “Best Sequel.” Shanmugam suggested that the Court will be reluctant to over­rule Basic v. Levinson, where the fraud on the market theory was introduced. Katyal expressed the view that Schuette, where the Sixth Circuit struck down a state statute prohibiting affirmative ac­tion, will be reversed; the Court did just that after the Winter Meeting.

Town of Greece v. Gallo­way won the “Best Documen­tary” award. That case involves prayers at the beginning of leg­islative sessions, which the Su­preme Court has permitted since it decided Marsh v. Chambers 30 years ago. Even though the prayers in this case are predomi­nantly Christian, Shanmugam thinks the Court will not find that they violate the Establish­ment Clause because Congress has always begun its sessions with prayers since the adoption of the Constitution. In a decision that came down after the Winter Meeting, the Court permitted the prayers.

The “Outstanding Special Effects” award went to NLRB v. Noel Canning, which challenges the President’s right to make re­cess appointments. The question is whether a recess occurs when the Senate is out of town but still in session. The Solicitor Gen­eral argued that an intra-session adjournment is a recess, but the panelists agreed that the text of the Constitution may suggest otherwise. This case marks the first time that the Court has inter­preted the Recess Appointments Clause.

In Sebelius v. Hobby Lobby, which was designated “Best Adapted Screenplay,” the Court will decide whether the contra-ceptive-coverage mandate in the Affordable Care Act violates the Free Exercise Clause. In ad­dressing that issue, the Court will have to consider whether a corpo­ration is a person under the First Amendment. Since the diction­ary defines corporations as per­sons under the law, Katyal thinks the Court is likely to rule that this aspect of the Affordable Care Act is unconstitutional.

Finally, in McCutcheon v. Federal Election Commission, the Court will decide whether two-year aggregate campaign contribution limit is constitu­tional. Suggesting that this case should receive the “Humanitar­ian Award,” Shanmugam felt that the Court is likely to hold that the limit is unconstitutional. In a decision that came down after the Winter Meeting, Shanmugam proved to be correct.

So You Want to Be a Rock Star

The program started with the recording of a song written and performed by Judge Frederic Block of the Eastern District of New York. The audience fol­lowed Judge Block as he asked the panel members questions about copyright, earning oppor­tunities, collection of money, and ethical issues involved with pro­ducing and distributing music in our digital age.

Eleanor M. Lackman of Cowan, DeBaets, Abrahams & Sheppard explained the basics of copyright law, telling Judge Block that he had a copyright on the song as soon as it was written. She then described the benefits of copyright registration, particular­ly the ability to sue and receive statutory damages. Judge Block then asked J. Christopher Jensen of Cowan, Liebowitz & Latman how to make money from his song. Jensen said that every re­corded song has two copyrights: one for the sound recording and the other for the musical compo­sition. The first step is to contact a record company (which will then have its own copyright) and negotiate a recording contract that provides as much as pos­sible up front plus a percentage of sales of CDs, albums, digital recordings, and licensing for tele­vision and movies, video games, and jukeboxes.

Steven M. Edwards of Ho­gan Lovells provided the his­tory of performers’ efforts over the years to collect money from performance and distribution of their songs and the role ASCAP has played in protecting copy­right holders. Kenneth Plevan of Skadden, Arps, Slate, Mea­gher & Flom told Judge Block about copyright infringement and how similar another song has to be to infringe on a copy­right. With examples, Lachman explained when a parody fell into the fair use exception to copy­right. Judge Block asked if he could make money on ancillary rights or sue if someone else used his image on a tee shirt. Pleven said that the determination of in­fringement also rested on a “fair use” analysis.

Surprise panel member Pro­fessor Stephen Gillers of New York University School of Law addressed ethical issues relating to the amount of outside income a sitting federal judge could earn. The limit is 15 percent of total income, but a judge also must be aware of the Code of Judicial Conduct, which prohibits extra­judicial activities that distract from the dignity of the judicial office. Professor Gillers noted that the racy references in Judge Block’s song would not at first blush fit into that requirement.

The program ended with a dis­cussion of the music world today and how to police it on the Internet. Edwards explained that the music business is very fragmented today and it is far more difficult to earn money from recorded music. The people earning money today are the big stars, and small performers find it more and more difficult to earn a living. In a finale, the panel members sang Judge Block’s song wearing tee shirts carrying a pic­ture of his face.

Critical Current Issues in Legal Ethics

A panel composed of the Hon­orable Andrew L. Carter, Jr., of the Southern District of New York, Professor Gillers, Sean Coffey of Kramer Levin Naftalis & Frankel, Ronald P. Fischetti of Fischetti & Malgieri, Neil V. Getnick of Get-nick & Getnick, Richard J. Mor­villo of Morvillo LLP, Audrey Strauss of Alcoa Inc., Mary Kay Vyskocil of Simpson Thacher & Bartlett, and James Q. Walker of Richards Kibbe & Orbe addressed current legal ethics issues using a hypothetical. The first issue con­cerned a lawyer’s responsibility for real evidence that would cer­tainly inculpate his or her client, but posed a danger to others in its present location. The conclusion was that a lawyer had to retrieve the evidence and ultimately turn it over to the police.

The second issue related to a lawyer’s obligation when he or she knows that the client has given false testimony. The rules require a lawyer to reveal information to the court if the information before the court will mislead it. If the client refuses to clarify his or her responses, the lawyer should go to the tribunal or maybe tell the tri­bunal that it cannot rely on what the client has said.

The final ethical question was whether lawyers can be whistle-blowers under the Dodd-Frank Act using confidential client communications. Disclosure of confidential communications is permitted under the SEC rules but prohibited under the New York State ethics rules, which do not allow violation of a confidence to get a bounty. The Second Circuit has held that Dodd-Frank does not preempt state ethical rules. The rule is that attorneys are enti­tled to compensation for whistle-blowing only if they are compli­ant with their ethical obligations.

Voting Rights

Judge Kiyo A. Matsumoto of the Eastern District of New York began this discussion with a description of the Voting Rights Act, which was passed in 1965 and has been reauthorized a num­ber of times. The audience then was treated to a video on the conditions that led to the passage of the Voting Rights Act. Peren­nial panelist Neal Katyal then described the history of voting rights prior to 1965. At that time, it was difficult to get adequate re­lief because an election cannot be enjoined on Election Day. Sec­tion 4 of the Voting Rights Act provided prophylactic relief by requiring 16 jurisdictions to seek permission before enacting any law relating to voting. In Shelby County, Alabama v. Holder, de­cided on June 25, 2013, the Court concluded that § 4 was unconsti­tutional because it violated the doctrine of “equal sovereignty” among the states and the impetus for its passage had changed.

Appearing by video link, pan­elist Wendy R. Weiser of the Bren­nan Center noted that a number of states made changes to their vot­ing laws immediately after Shelby County was decided. She also observed that most changes are made at the local level, and as a re­sult of Shelby County there is less transparency into those changes before they happen and, therefore, less ability to stop them by obtain­ing a temporary restraining order. Will Consovoy of Wiley Rein countered that the Voting Rights Act was passed as an emergency response to an emergency situa­tion that no longer exists. There have been massive changes in the percentage of minority registered voters. He posed the following question: “Is the South so much different than the rest of the coun­try in 2013 that it should be put in federal receivership?”

Weiser responded by stating that the world has changed but discrimination still exists, and voter identification laws are an example of that. Consovoy sug­gested that voter identification laws deter voter fraud, and it is hard to find an actual plaintiff who was unable to vote because of that requirement. All of the panelists agreed that the voter identification laws are likely to be tested in the Supreme Court.

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Farewell to Jeanette Redmond

FBC News

Farewell to Jeanette Redmond

By Marjorie E. Berman and Steven M. Edwards

marjorie bermanedwardsAs we bid farewell to Jeanette Redmond, the executive director of the Federal Bar Council since 2002, we sat down with Jeanette to reflect on her tenure, learn about the path that brought her to the Council, and talk about the road forward.

Clerical Work

Jeanette’s route to the Council was anything but usual. She grew up in Spanish Harlem in a three-bedroom apartment where she lived with eight relatives. She lived with her mother, aunt, and six other children, including her siblings and cousins. Her mother, whom Jeanette says was incred­ibly hardworking and frugal, did not work outside the home and Jeanette’s prime “professional” role model was her aunt who did clerical work. It was not glamor­ous by any means, but in the eyes of a child it was wonderful and securing a similar job became Jeanette’s goal.

When Jeanette graduated from high school, she never had a thought of attending college. In Jeanette’s words “it was not a concept in my universe.” She im­mediately achieved her goal of securing a clerical position and, after holding a few different entry-level jobs, she answered an ad for a temporary position at the Met­ropolitan Transportation Author­ity, which remarkably turned into a 12-year career at the Authority. It was also the place where Jea­nette’s life took a decided turn to­ward higher education.

At the MTA, Jeanette ulti­mately was assigned to adminis­trative support work in the gen­eral counsel’s office. Based on the work she was doing there, including taking minutes for the very public MTA board meetings, proofreading legal briefs and serving as the FOIL officer, and with the great encouragement of the attorneys, Jeanette enrolled in a nine-month paralegal course at Adelphi University. Soon enough, however, Jeanette real­ized she wanted greater challeng­es and responsibilities. With the support of the MTA’s generous tuition reimbursement plan, Jea­nette enrolled in evening classes at N.Y.U. to earn her college degree (summa cum laude) and then continued her education by attending Fordham Law School’s evening division. After nearly a decade of working full time and attending school at night, Jea­nette graduated from Fordham Law School in 1997.

During law school and while on leaves of absence from the MTA, Jeanette was a summer associate at O’Melveny & My­ers and Proskauer. Upon gradu­ation, she accepted a one-year clerkship with Eastern District of New York Judge Thomas C. Platt, and thereafter she joined Davis Polk & Wardwell. Davis Polk assigned her to its Hong Kong office, where she found her legal niche in business and secu­rities transactions, mergers, and joint ventures. Jeanette enjoyed the diverse practice and working in Asia despite the frenetic pace and seemingly endless hours due to the time difference with the States. While working in Hong Kong, she was temporarily as­signed to the Tokyo office for a few months. She was in process of exploring a permanent reloca­tion to Tokyo when everything abruptly changed once again. This time it was 9/11 – an event that changed the lives of too many.

9/11

Jeanette was deeply affected by 9/11. She had worked on the 97th floor of the World Trade Center and felt that she needed to be on American soil and in New York City to process the events with family and friends who understood the dimension of the disaster because they, too, were part of it. She returned immedi­ately to New York.

Once back in New York City, Jeanette returned to the practice of law but found that she was growing tired of the frenetic life of a law firm. She saw an ad in The New York Times for a job as executive director of the Federal Bar Council and decided to fol­low upRobert Anello and Jeanette Redmond. After interviewing with Kevin Castel, then president of the Federal Bar Council, and Jer­ry Walpin, then president-elect, as well as several board mem­bers, Jeanette was offered the job. Excited by the prospects of pouring her energy into this orga­nization, which she saw for all its potential, she began her tenure on April 15, 2002.

In the Council’s tiny office on 43rd Street and Lexington Av­enue, Jeanette began an intense process of learning about the organization. She had a month overlap with the outgoing execu­tive director, Peggy Brown, to begin that process, and then she was on her own. At that time, the staff consisted of only one full-time employee in addition to the executive director, a part-time clerical assistant and bookkeeper who worked one evening a week. The organization had only three stand-alone computers and no network. Today, there are nine full-time staff members, and the Council has embraced the digital age – although in Jeanette’s view it still has a long way to go.

Prior to Jeanette’s arrival, many Council activities were managed by the lawyers them­selves, with little or no help from the executive director. Under Jeanette’s direction, the staff be­came involved in all aspects of the Council, and today there are no activities that do not involve the staff. That has enabled the lawyer-volunteers who are active with the Council to do what they do best – practice law – and it has contributed to the organization’s growth from about 1,600 mem­bers in 2002 to 3,700 members today.

Jeanette also has overseen the challenge of navigating the Council into the Internet world. A major change in the organiza­tion has been transforming the website from a static information site to an interactive site where payments, registration for events, and CLE programs and member updates can occur in real time online. That change has led to a huge increase in membership participation in events and CLE programs.

Looking back, Jeanette’s fondest memories are those on the personal level. During the last 12 years, she has watched young associates become part­ners and partners become fed­eral judges. She has observed the growth and success of the Inn of Court and the Fall Bench & Bar Retreat. She has enjoyed the experience of working with seven presidents: Kevin Castel, Jerry Walpin, Joan Wexler, Mark Zauderer, Bob Guiffra, Frank Wohl, and Bob Anello, each of whom has brought his or her own style and focus to the job. Work­ing with them, she feels she has learned how very successful peo­ple can achieve their goals in dif­ferent ways.

Solving Crises

There are a hundred anec­dotes about the innumerable cri­ses that needed to be solved along the way – including one particu­larly poignant scene at a Winter Bench & Bar Conference where a member arrived at the event with­out any of his medication. She recalls the attendees scrambling to find others with the same med­ication who were able to pitch in until supplies could be found. She has enjoyed the “warm and fuzzy” feeling that characterizes so many Council events.

When asked about the aspects of her job that she found most challenging, Jeanette responded without reservation that it is keep­ing member volunteers motivated and involved given their incred­ibly busy lives and the extensive commitments they have in addi­tion to the Council – volunteers, she joked, “who promised some­thing to the Council in a moment of weakness.” Jeanette marvels at the commitment of the mem­bership and the endless hours spent by many lawyers who have made the Council a premier orga­nization.

The biggest challenge facing the Council now, in Jeanette’s view, is how to make the most use of technology to address mem­bers’ needs and to be responsive to increased competition for our members’ time and money. She recognizes the strong need to continue to engage the younger members of the Council and to use social media in that process. Figuring out how to do that and what will work will take time, energy, creativity, and a healthy dose of experimentation. In that process, she hopes that the Fed­eral Bar Council will remain committed to the personal, social human interactions that always have characterized its events. In Jeanette’s words, “Technology can increase participation from afar, but the value of staying close should not be lost.”

Hawaii!

As Jeanette prepares for the future, her path is taking another exciting turn. After her last day on April 30, 2014, Jeanette and her husband of 23 years took a cruise in the Caribbean, and she and her husband will move on to a new adventure in Hono­lulu, Hawaii. Honolulu offers some of the attraction of a new culture that she recalls fondly from her days in Asia, while also providing the comfort and familiarity of the States. Hav­ing spent a good deal of time in Hawaii as part of her work with the Council, she grew to love it and is looking forward to mak­ing a life there. She does not yet know what work she will do, but has confidence that she will find work there as meaningful and as important as the work she has done for the Council.

As to her successor, Jeanette believes that a new executive di­rector, with a fresh outlook and new ideas, will be very positive for the organization. She has no doubt that her “amazing” staff, who are “full of energy” and “passionate about the quality of their work,” will create a smooth transition into the future.

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Speaking with Judge Frank Paul Geraci, Jr.

In The Courts

Speaking with Judge Frank Paul Geraci, Jr.

By Brian M. Feldman

feldmanJust two items grace the walls of the chambers of the Honorable Frank Paul Geraci, Jr., in the U.S. District Court for the Western Dis-trict of New York. On the wall to the judge’s left hang his appointment papers. They reflect his nomination to the bench on May 12, 2012, by President Barack Obama, and his confirmation by the U.S. Senate on December 13, 2012. On the wall to the judge’s right hangs an iconic photograph of the Kennedy brothers.

Judge Geraci was raised in Rochester, without any brothers of his own, but with four sisters. The judge and his sisters went to Catholic school. Their mother was feisty; their father, strict. Judge Geraci’s father was in the hospitality business, as the man­ager of hotels in the Rochester area. He often worked from late morning until the early morning of the next day. The highlight of his career was when John F. Kennedy dined at his hotel in Rochester, and Judge Geraci’s father personally attended to him. One knew better than to in­sult the Kennedys in the Geraci home.

Judge Geraci’s father im­parted to his son a fidelity to the Kennedys and a strong work ethic. Both can be seen in cham­bers. The Kennedy photograph, of course, hangs on the wall. Judge Geraci’s work ethic is ap­parent from the long hours he has logged in his chambers since his appointment. At that time, his seat on the district court had been vacant for nearly four years. The judge has focused on clearing out the backlog of cases he inherited. In a single year, he held 10 jury trials, including nine civil trials.

Judicial and Government Experience

The judge came to the federal bench with the judicial experi­ence needed to serve the bar and community and bring the court’s docket current. Senator Schumer explained that, “rarely – if ever

– have I encountered a candidate who so perfectly combines judi­cial experience, judicious tem­perament, and complete dedica­tion to his community as Judge Geraci.” Prior to joining the dis­trict court, Judge Geraci served for six years as a Rochester City Court Judge and 13 years as a Monroe County Court Judge, as an acting Supreme Court Justice for seven of those years.

Beyond his substantial judi­cial experience, Judge Geraci has practiced in both the public and private sectors. His career be­gan as a prosecutor in the Mon­roe County District Attorney’s Office. Following five years in that office, he became an Assis­tant U.S. Attorney in the Office of the U.S. Attorney for the West­ern District of New York. As an AUSA, Judge Geraci handled a mix of civil and criminal cases. Judge Geraci thus gained first­hand experience litigating civil and criminal cases and appearing before state and federal judges.

Geraci & Feldman

Judge Geraci left the U.S. At­torney’s Office to hang out his own shingle. His practice really did start from scratch, as he had no clients to follow him to private practice from his career in gov­ernment. What he could bring with him, however, was what he considered most im­portant: his new part­ner, with whom he had served in the U.S. Attorney’s Office, now-Magis­trate Judge Jonathan

W. Feldman (no rela­tion). Judge Geraci and Judge Feld­man opened their firm, Geraci & Feldman, in 1987, oper­ating out of a series of motel rooms. From those humble beginnings, their firm grew into a success. Both partners loved the experience.

At Geraci & Feldman, Judge Geraci was an early proponent of alternative dispute resolution. He found that mediating cases helped him understand the psy­chology of disputes, and proved vital – then and now – in teaching him techniques for bringing par­ties together to settle cases. Judge Geraci believes every attorney should be taught mediation, and that the experience has particu­larly important lessons for litiga­tors trying to resolve cases in the best interests of their clients.

Geraci.4x5Appearing Before Judge Geraci

Another tip Judge Geraci offers is that lawyers appear­ing in his courtroom will face a hot bench. The judge reminds litigants that he is fully prepared and has no need for a recitation of facts. Lawyers should also be prepared for requests for addition­al briefing, which Judge Geraci will make when he believes ad­ditional briefing would assist him in resolving an issue. Although the judge understands the nature of private practice, including the stress on lawyers juggling mat­ters, worrying about their cases, and dealing with difficult clients, he is unlikely to provide long ad­journments or extensions, even when requests are made on con­sent. Based on his experience, the judge believes that deadlines are often vital in helping parties focus and resolve cases.

The judge enjoys what he considers the excellent level of lawyering among the federal bar in the Western District of New York. He believes that pro bono assignments are important for the court and for otherwise pro se lit­igants, and he commends the bar for accepting those assignments when requested.

A Superb Addition

For members of the bar, Judge Geraci is a superb addi­tion to the U.S. District Court for the Western District of New York. He brings with him a rich background, replete with judicial, public service, and private prac­tice experiences, in both state and federal courts. Those expe­riences provide the judge with the ability to appreciate a wide range of perspectives. They also provide him with a keen sense of fairness in criminal sentencing matters, based on his familiarity and facility with the different sen­tencing practices in federal court compared to state court. Federal practitioners are extremely fortu­nate to have such a well-rounded and dedicated judge on the bench.

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U.S Attorney Loretta E. Lynch

The Interview

U.S. Attorney Loretta E. Lynch

By James L. Bernard

bernardSoon after one of the many snowstorms we suffered this past brutally cold winter, Steve Ed-wards and I sat down for a warm chat with Loretta E. Lynch at the Attorney’s Office in the East­ern District of New York (which was open and ready for business despite the weather). Loretta Lynch has had an exciting and dy­namic legal career. After graduat­ing from Harvard for both her un­dergraduate and law degrees, she worked at Cahill, Gordon & Rein-del, and then joined the U.S. Attor­ney’s Office in the Eastern District of New York, eventually rising to become U.S. Attorney from 1999 to 2001. She then became a part­ner at Hogan & Hartson, where she remained until May 2010, when she was confirmed by the Senate to once again become the Attorney. While at Hogan, she also served as Special Coun­sel for the International Criminal Tribunal for Rwanda, and helped investigate allegations of witness tampering and perjury.

Question: It seems the busi­ness of prosecuting and judging is more in the public eye than it ever has been. What do you think when you read blogs and other postings about the activity of this office or other prosecutors?

Loretta Lynch: In general, it is a good thing to have more informa­tion out there, to inform the public about what we do and to get the public active in these issues, but it can be a challenge to get things right. People outside the system looking in often do not have the benefit of the data and analysis that goes into certain decisions.

Question: Are there any in­stances where you thought that problem was particularly pro­nounced?

Loretta Lynch: By way of ex­ample, a federal judge in Iowa recently wrote an article about what he viewed as the arbitrary and often harsh application of sentencing enhancements for repeat offenders. When he re­viewed the sentencing data that he had, he was very concerned. The data he relied upon, how­ever, was several years old, and not reflective of current practice. DOJ policy has been changed to permit more discretion to be used in applying enhancements, as well as in determining how to plead out a case. Data by itself also does not tell the full story of why some cases are charged or disposed of in a particular manner. Raw data does not cap-ture the impact of a crime on the community, which can dif­fer from place to place. It also does not effectively capture in­stances where we do not bring certain enhancements. I think it is healthy and good to have a public discussion of these is­sues, but the government often has to refrain from public com­ment, especially about pending cases, and that can make it diffi­cult for everyone to have a fully informed discussion.

loretta lynchQuestion: How do you view the changes in sentencing since your first tenure as U.S. Attorney? Are they changes for the good?

Loretta Lynch: The Depart­ment supported the reduction in the disparity between crack and cocaine sentencing, and that was needed change. The recent Smart on Crime initiative, announced last August, emphasized in­dividualized charging and sentencing decisions, actu­ally hewing closely to the

E.D.N.Y. practice over the years. This greater discre­tion does not just redound to the government’s ben­efit, but also allows the de­fense bar greater space in which to advocate for their clients. There sometimes appears to be the percep­tion that prosecutors want to lock up everyone for as long as possible. That is not true. Our positions on sentences are much more nuanced than that. In any event, we as a society cannot af­ford such thinking.

Question: In movies and televi­sion, local prosecutors are often portrayed as hard working and fo­cused on the community, whereas the feds are seen as something of the bad guy, trying to take over from local prosecutors and inter­fering. From your perspective, how do you see it?

Loretta Lynch: I see it as a partnership. Let me give you an example – gun violence. This is a huge problem in communi­ties such as Brownsville, here in Brooklyn. We will team up with ATF and local police units, fol­lowed by social services to try and help the community.

We also have a very strong gang practice, and work well with the police and district attorneys in all of our counties to identify gang activity that also implicates the federal interest. On Long Is­land in particular we work with an outstanding task force of state and federal law enforcement of­ficers and have made real inroads into a difficult gang problem there.

Question: So turf battles are not as frequent as people think?

Loretta Lynch: In an area like New York, where you have a plethora of talented prosecutors’ offices as well as law enforce­ment agencies you will find over­lap in matters and disputes that have to be worked out. More of­ten than not, however, we’re all focused on the best way to solve the particular problem. When problems do arise, I have always found the best way to solve them is through effective communica­tion and a focus on the victims. The bottom line is that you never want ego to determine where or how a case gets charged.

Question: You’ve worked with Ken Thompson, the Brooklyn District Attorney.

Loretta Lynch: We tried the Ab­ner Louima case together when Ken was an AUSA. There, the federal government came in at the request of the district attorney’s office. Often, in a police brutality case, the district attorney’s office starts the investigation, but we work with them to determine the best venue for charges that may result. Everyone works together. Ken comes from that background and we have a very good working relationship.

Question: Changing gears, do you think the system incarcerates too many people?

Loretta Lynch: That is really an impossible question to an­swer. It presupposes that there is a right number. I think the better question to ask is whether we are putting people in jail for the right reasons. Who is it that needs our protection? A major focus in our office is on crimes involving vulnerable victims, from crimes against the elderly to human trafficking rings. In this district we’ve seen people target their neighbors, elderly people, or discrete groups such as the deaf community with Ponzi and other fraud schemes and literally wipe them out. We’ve seen crime families target young girls in other countries and lure them to the U.S. with the promise of romance and a better life and then sell them into sexual slavery. We also have a violent crime and gang problem on Long Island. I think the right questions to ask involve – what are the crime problems in your area and how should you focus on them. Then you have to see how incarceration and other remedies fit into that framework.

Question: We’ve heard it said, and the numbers may not be pre­cisely right, that the U.S. has less than five percent of the world’s population, but it has almost a quarter of the world’s prisoners. Doesn’t that suggest we are over criminalizing activity?

Loretta Lynch: It depends upon your perspective. We federalize carjacking, along with the failure to pay child support. I can say that from where I sit, these crimes are not causing the bubble you re­ferred to. It is narcotics sentences that are creating the bubble. The irony is, however, that some have expressed the view that we are not putting enough people in jail, in particular for white collar crimes.

Question: Can you tell us about the re-entry programs your office is running?

Loretta Lynch: The Center for Court Innovation has been doing great things in this area, along with the district attorneys’ of­fices. They have expanded their program to include women, not just men. It has worked for 10 years, to help people finishing their prison terms reintegrate into society. Literacy is a large core of the problem, and fixing it is a big need. If you cannot read, you are marginalized in our society and you cannot succeed. For our part, we work with them to edu­cate people about the penalties for re-offending, and how that can be a federal crime with seri­ous consequences.

Question: Crime prevention is no doubt important, but why should prosecutors, trained to ar­gue in court, be doing that as op­posed to social workers or other trained professionals?

Loretta Lynch: We do more than that. Our job is more than just ar­resting people. You cannot arrest your way out of the crime prob­lems that we have. My job is to protect the people in this district. We have eight million people in the Eastern District of New York. And when I send someone to jail, I think about the people they leave behind, in particular the children, as well as the fact that they will come out of jail one day. I think part of our responsibility is to think about those issues. One of the things I did upon returning to the Office was to create a require­ment that my AUSAs perform one community service event each year. For example, My Orga­nized Crime section works with the Brownsville re-entry program. We also spend a great deal of time working with student groups, edu­cating them about the legal sys­tem and what we do. We talk with community groups about fraud prevention, we meet with schools and industry groups about pre­scription drug abuse, and a host of other projects. All of this is part of our crime prevention function.

Question: Can you tell us a bit about the Arab American and Muslim Outreach Program?

Loretta Lynch: This was a policy initiative that came from the White House. We wanted to be active in our outreach to this community because of the back­lash after 9/11. We saw numer­ous attacks on people as well as religious institutions that were or were perceived to be Arab or Muslim. The first reported in­cident of 9/11 backlash was the murder of a Sikh individual by someone who believed him to be Muslim.

Question: Many people are strongly opposed to imposition of the death penalty. How do you deal with that?

Loretta Lynch: It can be the hardest part of the job. The fo­cus has to be on the nature of the crime and the impact on the victims. After extensive review of a death eligible case, I make a recommendation to the Attor­ney General and it is ultimately his decision. The conduct must be well outside the boundaries of human behavior to argue that someone has forfeited the right to live. In the Wilson case, the Sec­ond Circuit had reversed imposi­tion of the death penalty because of arguments that were made dur­ing closing. We reviewed it again after the reversal and decided to re-seek the death penalty. That was not an easy decision. But it was based upon the nature of the crime. The defendant showed no remorse for the execution of two undercover police officers, one of whom pleaded for his life for the sake of his children just before he was shot in the back of the head. It was a cold-blooded execution done as part of a robbery. After­wards, the defendant wrote a rap song about it. Even with all of that, it was still a very difficult decision.

Question: Looking forward, what are some important areas for your office?

Loretta Lynch: We have a very strong focus on national secu­rity and terrorism related cases. In fact, since 9/11 the E.D.N.Y. has tried more terrorism related cases in Article III courts than any other district. Our white col­lar practice is strong and varied, and runs the gamut from securi­ties fraud to the Foreign Corrupt Practices Act to health care fraud. We have been very active in cy­bercrime, focusing on interna­tional hacking rings, and have an active program to combat gang violence. Our public corruption program is also very strong. On the civil side, we work on com­plex civil frauds such as our 2012 $1 billion settlement with Bank of America/Countrywide over its FHA underwriting practices. We continue to have a strong focus in that area. I am tremendously proud of the hard work and dedi­cation of the Assistants and staff in the E.D.N.Y.

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